Skip to main content

Market Conduct Supervisor (Banking)

Bank Negara Malaysia is hiring! POSITION: MARKET CONDUCT SUPERVISOR (BANKING) (PERMANENT - HQ) ROLE PURPOSE: To support the supervision of financial service providers (FSP) which consist of banking institutions, development financial institutions and payment instrument issuers through on-site and off-site supervisory activities to ensure compliance with market conduct requirements and proposing appropriate supervisory intervention and enforcement actions. PRINCIPAL ACCOUNTABILITIES: OFF-SITE FUNCTION • Conduct assessment through off-site surveillance (e.g. review data and self-assessment submitted by FSPs, incognito visits) on FSPs’ policies, market practices and control functions in complying with market conduct standards for the various fair treatment of financial consumers (FTFC) areas. ON-SITE FUNCTION • Conduct validation through thematic or institution specific review on FSPs’ policies, market practices and control functions to ensure compliance with market conduct requirements/standards for the various FTFC areas. Please submit your CV to by 9 January 2020. Only shortlisted candidates will be notified.

Source: Mohd Hanif Faiq @ Bank Negara

Comments

Popular posts from this blog

Service Delivery Manager

Source: Aliff Syahmi @ Mesiniaga

Senior Manager/Manager in Investment Banking

Hello all! Happy Tuesday :) Any Senior Manager or Manager in Investment Banking looking out for a change? Do you do exactly as per JD below? if yes, do send me your updated CV to nazariah-latif@ambankgroup.com Key responsibilities: * Primarily discretionary and non-discretionary portfolio management, Asia ex-Japan. * Equity fundamental and market analyses of equities traded in Malaysia and offshore markets * Publish concise, timely and quality presentations and reports to support investment recommendations * Recommend equities for discretionary fund management, clients’ non-discretionary transactions and equity derivatives Do you have what it takes? * Academic qualification: minimum bachelor’s degree or equivalent * At least 5 years in investment related roles: in fund management, research, trading and/or advisory * Investment coverage: at least three major equity markets and three industries * Securities Commission of Malaysia Capital Markets Services License (Fund M

Job vacancies : Continental

Source: Rosnawi Yusof @ Continental